U.S. Securities and Exchange Commission

Results: 20323



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631Funds / Financial services / 76th United States Congress / United States securities law / Collective investment scheme / Investment Company Act / U.S. Securities and Exchange Commission / Investment Advisers Act / Exchange-traded fund / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; American Beacon NextShares Trust, et al.; Notice of Application March 6, 2015 Agency: Securities and Exchange Commission (“Commis

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 17:15:22
632Business / Investment / United States securities law / Investment Advisers Act / Financial adviser / Investment Advisor / SEC filings / U.S. Securities and Exchange Commission / Investment Company Act / 76th United States Congress / Finance / Financial economics

APPENDIX B FORM ADV (Paper Version) • •

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Source URL: www.sec.gov

Language: English - Date: 2015-05-20 16:58:57
633United States securities law / Corporate crime / Proxy statement / Securities Act / U.S. Securities and Exchange Commission / Financial regulation / Economy of the United States / Financial economics / SEC filings / MeadWestvaco / Mineral County /  West Virginia

March 20, 2015 MWV and RockTenn Announce Executive Leadership Team for Combined Company RICHMOND, Va. & NORCROSS, Ga., March 20, 2015 (GLOBE NEWSWIRE) -- MeadWestvaco Corporation (MWV) (NYSE:MWV) and Rock-Tenn Company (

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Source URL: rocktennmwv.transactionannouncement.com

Language: English - Date: 2015-03-20 11:10:49
634Government / Law / 73rd United States Congress / Financial regulation / EDGAR / Initialisms / Securities Act / Filing / U.S. Securities and Exchange Commission / SEC filings / United States Securities and Exchange Commission / United States securities law

Adoption of Updated EDGAR Filer Manual

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Source URL: www.sec.gov

Language: English - Date: 2015-05-28 16:16:02
635SEC filings / Government / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Securities and Exchange Commission / Financial economics / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 21, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-20 18:59:31
636Financial system / Insider trading / Australian Securities Exchange / Security / Listing Rules / Prospectus / U.S. Securities and Exchange Commission / Securities Act / Stock market / Financial economics / Investment

Starpharma Holdings Limited (Starpharma) Securities Dealing Policy 1. POLICY OBJECTIVES The objectives of this policy are to: • explain the type of conduct in relation to dealings in securities that is prohibited under

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Source URL: www.starpharma.com

Language: English - Date: 2015-04-22 02:37:15
637Financial economics / Economics / 73rd United States Congress / United States Securities and Exchange Commission / Corporate finance / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Insider trading / United States securities law / Corruption / Financial system

PDF Document

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-24 16:09:19
638Financial services / 76th United States Congress / Private equity / Hedge fund / Investment Advisers Act / Collective investment scheme / Management fee / U.S. Securities and Exchange Commission / Financial adviser / Financial economics / Investment / Finance

PDF Document

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-16 18:03:14
639Registered Investment Advisor / Government / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission

PDF Document

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-28 14:56:21
640Public administration / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Regulation / Law / United States securities law / Government / Administrative law

PDF Document

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Source URL: www.americanbenefitscouncil.org

Language: English - Date: 2014-02-20 18:28:20
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